Standard Disclosure

Capstone Asset Management Company is a registered investment advisor registered with the U.S. Securities Exchange Commission. Capstone Asset Management Company is registered or notice filed in various other states.

Any reference to or use of the terms “registered investment adviser” or “registered,” does not imply that Capstone or any person associated with Capstone has achieved a certain level of skill or training. Capstone may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, notice filed, or where we qualify for an exemption or exclusion from registration requirements. The purpose of this web site is to provide general information on our products and services only and should not be construed as a solicitation to effect, or attempt to effect, either transactions in securities or the rendering of personalized investment advice over the Internet. Any communications with prospective clients residing in states or international jurisdictions where Capstone and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements. Any subsequent, direct communication by Capstone with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Capstone, please contact the Securities and Exchange Commission or the state securities law administrators for those states in which Capstone maintains a notice filing.

Links to other web sites are provided as general information sources for use of visitors to our site. Capstone has not formally evaluated the information provided via these sites, and inclusion of these links does not constitute an endorsement of any organization. The links provided are maintained by their respective organizations and they are solely responsible for their content. Trademarks are the property of their respective owners.

Capstone does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to this web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by Capstone) or product made reference to directly or indirectly by Capstone in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.

Certain portions of this website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Capstone’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Capstone, or from any other investment, tax, or financial professional. No portion of the website content should be interpreted as legal or accounting advice. Capstone recommends clients and prospective clients consult their tax professionals before enacting strategy or recommendation perceived to have been made in this website.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Capstone’s website, to release and hold harmless Capstone, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Capstone.

Copyright Information

All web pages are intellectual property of Capstone and are protected by copyright laws. All copyrights for Capstone web presence are owned by Capstone with all rights.